EPSTEIN
page 2 / 272 . OCR, unverified
communication in error) please notify the sender immediately and destroy
this communication. Any unauthorized copying, disclosure or distribution
of the material in this communication is strictly forbidden.
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To: Stewart Oldfield
Subject: trading capabilities
are we able to do any of the following trades in our accounts
Trade fx forwards and options
•
CDS
Equity derivatives
If so would this be out of your Wealth Management group
or Investment Bank?
please advise
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
This communication may contain confidential and/or privileged information. If you are
not the intended recipient (or have received this communication in error) please notify
the sender immediately and destroy this communication. Any unauthorized copying,
disclosure or distribution of the material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information contained in
this communication should not be regarded as such.
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From:
Richard Kahn
Sent:
5/1/2017 5:16:07 PM
To:
Stewart Oldfield
CC:
Vahe Stepanian
Audie Apple
Subject:
Re: Risk premia investing genera tra ing discussion
sorry for such notice but mr epstein just arrived in town and i will be in meetings all day wednesday
lets pick a date for the following week if that works for everyone
thank you
Richard Kahn
I IBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York NY 10022
fa
ce
On Apr 26, 2017, at 5:15 PM, Stewart Oldfield
wrote:
When: Wednesday, May 03, 2017 10:00 AM-11:00 AM (UTC-05:00) Eastern Time (US & Canada).
Where: Rich's office - 575 Lexington Avenue 4th Floor
Note: The GMT offset above does not reflect daylight saving time adjustments.
••••••••tarlino•ne•~Itowlime*".•*
This communication may contain confidential and/or privileged information. If you are
not the intended recipient (or have received this communication in error) please notify
the sender immediately and destroy this communication. Any unauthorized copying,
disclosure or distribution of the material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information contained in
this communication should not be regarded as such.
<Mail Attachment.ics>
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From:
Tazia Smith
Sent:
5/23/2017 9:26:
To:
Stewart Oldfield
Subject:
RE: Rothschild [
No
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
Original Message----
From: Stewart Oldfield
Sent: Tuesday, May 23, 2017 09:24 AM Eastern Standard Time
To: Tazia Smith; Delores Rubin
Cc: Vahe Stepanian; Matt Glassman
Subject: Re: Rothschild [C]
Classification: Confidential
I take it we have no interest in bidding a block for that size?
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345
a
, NY 10154
Tel:
Mo
.
berry
Email:
Securities offered through Deutsche Bank Securities Inc.
From: Tazia Smith
Sent: Tuesday, May 23, 2017 09:18 AM
To: Delores Rubin; 'Richard Kahn' <richardkahn12©gmail.com>
Cc: Stewart Oldfield; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich - Just tried calling you. Please call Delores directly if you have follow through on this a
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a full 100k shares. But,
Delores has market color and guidance on a market if you portion out that size and can help facilitate.
Remember the market closes in Paris at I I :30am.
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Tazia
Tazia Smith
Key Client Partners - US
Deutsche Bank Wealth Management
w
Original Message
From: Delores Rubin
Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time
To: Richard Kahn; Tazia Smith
Cc: Stewart Oldfield; Vahe Stepanian; Man Glassman
Subject: RE: Rothschild [C]
Hello Richard,
Sorry for the delayed response. I am one of the DB traders here in the US. I have been communicating with our team